ABSTRACT
This article brings to the fore and examines Jean-Jacques Rousseau’s inconsistencies when using the word ‘democracy’ in relation to ‘monarchy’ and ‘republic’. It argues that these are not the result of a mere lack of ability, or a change of beliefs in the fundamental, but of his political intentions and of his creation of a conceptual arrangement that best promotes those. A systematic approach to his main writings will show evidence indicating that Rousseau instrumentally modified his taxonomy of regimes in order to develop a republican language or ideology. This conceptual arrangement was meant to play a key role in the institution of popular sovereignty as the only legitimate form of state, and included Rousseau’s prudential intuitions about political freedom and its preservation. The article also differentiates the contradictory intentions at work behind Rousseau’s words, and outlines the main contextual factors that may have influenced his resorting to this rhetorical strategy.
Keywords: Jean-Jacques Rousseau; democracy; ideology; rhetoric; republic.
RESUMEN
Este artículo se propone analizar las inconsistencias de Jean-Jacques Rousseau en su uso de la palabra «democracia» en relación con las palabras «monarquía» y «república». Se argumentará que dichas inconsistencias no son el resultado de una mera falta de capacidad intelectual y tampoco de un cambio de creencias en lo fundamental, sino efecto de las intenciones políticas de Rousseau y de la creación de un arreglo conceptual para promoverlas. Una aproximación sistemática a sus principales textos permitirá mostrar cómo modificó Rousseau su taxonomía de los regímenes de gobierno instrumentalmente para desarrollar una ideología o lenguaje republicanos. Se trata de un arreglo conceptual pensado para jugar un papel clave en la institución de la soberanía popular como única forma legítima del Estado, y que incluye las intuiciones prudenciales de Rousseau acerca de la libertad política y su preservación. En el artículo se diferencian las diversas y contradictorias intenciones de Rousseau y se señalan los principales factores contextuales que pudieron haberle influido en la adopción de dicha estrategia retórica.
Palabras clave: Jean-Jacques Rousseau; democracia; ideología; retórica; república.
CONTENTS
Besides Rousseau’s insistence on the unity of his thought, there is a long-standing
debate regarding the multiple contradictions, variations, and tensions all over his
works. Indeed, “scholars can be divided between those who accept Rousseau’s frequent
claims of consistency and a larger group who stress the many apparent tensions in
his thought and life” ( Kelly, C. (1991). The Systematic Rousseau - Arthur M. Melzer: The Natural Goodness
of Man: On the System of Rousseau’s Thought. The Review of Politics, 53 (4), 725-727. Disponible en:
This paper analytically distinguishes words (in single inverted commas) from concepts,
following R. Koselleck ( Koselleck, R. (2011). Introduction and Prefaces to the Geschichtliche Grundbegriffe. Contributions to the History of Concepts, 6 (1), 1-37. Disponible en: https://doi.org/10.3167/choc.2011.060102
The conceptual structure concerning the various forms of government as presented in
The Social Contract may be briefly sketched. In a republic, which is the only legitimate regime, the people
are the sovereign and they exert the legislative power as such. However, a government
is needed to execute the laws they pass. This government may be established as a monarchy
(“a single magistrate”), as an aristocracy (“a small number, so that there are more
private citizens than magistrates”), or as a democracy (“whole people or to the majority
of the people, so that more citizens are magistrates than are mere private individuals”) My emphasis.
Nonetheless, several inconsistencies spring up all over Rousseau’s work regarding
the words ‘democracy’, ‘republic’ and ‘monarchy’. From this random usage, one might
simply conclude that he was just quite unsystematic. Although I agree with Fralin
( Fralin, R. (1978). The evolution of Rousseau’s View of Representative Government.
Political Theory, 6 (4), 517-536. Disponible en:
The expression is quoted by Fralin ( Fralin, R. (1978). The evolution of Rousseau’s View of Representative Government.
Political Theory, 6 (4), 517-536. Disponible en: https://doi.org/10.1177/009059177800600405 Einaudi, M. (1967). The Early Rousseau. Ithaca: Cornell University Press.
Rousseau understood that no people could be free without a widespread belief in popular sovereignty as the only legitimate way of organising the state, but neither if popular sovereignty was confused with popular government; that is, with the people directly taking and performing executive decisions. This article claims that Rousseau intended to play an active part in spreading these ideas resorting to a rhetoric change in his taxonomy of government, in a movement that can be referred to as ideological. To this end I will present an analysis of his main writings, of his historical context, and of the several and contradictory intentions he may have had while writing.
These intentions become particularly manifest when comparing the differences between the taxonomies of political regimes presented in The Discourse on the Origin of Inequality and in The Social Contract, as section VI will show: while the former taxonomy seems to have felt more natural or spontaneous to Rousseau, the latter is more coherent with his political aims. However, ‘democracy’ and ‘monarchy’ reappear once and again along his work conveying the different meanings they were given in each taxonomy, producing the conundrum this article intends to unravel.
I will argue that such an account provides a more comprehensive explanation for Rousseau’s failure to remain faithful to his own definitions than previous ones. In particular, the article will discuss the account provided by James Miller ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.1984), who had already described some of these inconsistences in a markedly erudite style and concluded that Rousseau was an advocate of “democracy” in the terms of The Social Contract. A more analytic approach to Rousseau’s use of the word ‘democracy’ will show that Miller’s conclusions need reconsideration in order to avoid misunderstanding Jean Jacques’ beliefs and intentions.
Rousseau’s basic conceptual structure is indeed stated in very clear terms in The Social Contract: “I therefore give the name ‘Republic’ to every State that is governed by laws, no matter what the form of its administration may be: for only in such a case does the public interest govern […]. Every legitimate government is republican” (SC II:6; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 31). He resorts to a footnote in that same page to insist on this idea: “I understand by this word [‘Republic’], not merely an aristocracy or a democracy, but generally any government directed by the general will, which is the law. To be legitimate, the government must be, not one with the Sovereign, but its minister. In such a case even a monarchy is a Republic”. These same principles are upheld in Emile, where The Social Contract is summarised (Emile, or on Education: Book V Chap. “On Travel”; henceforth Emile V; Rousseau, J. J. (1979). The collected writings of Rousseau (vol. 13): Emile, or on Education (Includes Emile and Sophie, or the Solitaries). Translated and edited by C. Kelly and A. Bloom. New York: Basic Books.Rousseau, 1979: 640-663).
There are three incongruences in the use of these words that motivate this piece of
work. First, Rousseau sometimes gives the name ‘democracy’ to what he defines as a
‘republic’ in The Social Contract. There, it is affirmed that: “[The] Republic or body politic […] is called by its members State when passive, Sovereign when active […]. Those who are associated in it take collectively the name of people, and severally are called citizens, as sharing in the sovereign power [...]” (SC I:6; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 13) My underlining; original cursive writing. My emphasis.
Secondly, democracy is sometimes held in very high regard, as the system in which he would rather be born. This is the case of the dedicatory in A Discourse on the Origin of Inequality, also known as Second Discourse (henceforth SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 145). However, in other passages it is depicted as disastrous and impossible: since “[i]t is not good for him who makes the laws to execute them”, he concludes in The Social Contract that “[w]ere there a people of gods, their government would be democratic. So perfect a government is not for men”. In fact, it is more “subject to civil wars and intestine agitations” than the others and, in any case, “[i]f we take the term in the strict sense, there never has been a real democracy, and there never will be” (SC III:4; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 54-55).
As a third contradiction, Rousseau tends to present ‘monarchy’ and ‘republic’ as opposites
(although the former was supposed to be a subtype of the latter). This could be noticed
at the conceptual level in the previous quotation of the Letter to D’Alembert: “In a monarchy […]. But in a Democracy [...]” (where “Democracy” would mean republic).
Surprisingly, this use is present in The Social Contract itself: “An essential and inevitable defect, which will always rank monarchical below
republican government, is that in a republic the public voice [rarely fails to raise
enlightened men to the higher positions]” (SC III:6; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 60) My emphasis. “The people is far less often mistaken in its choice than the prince”,
says Rousseau to defend the value of republican government against “monarchy”.
The confusion between ‘republic’ and ‘monarchy’ is related to ‘democracy’ through
contradiction one. Hence, it could be argued that this third contradiction is merely
a consequence of that first one: once the words ‘republic’ and ‘democracy’ are used
interchangeably, it would seem normal finding ‘monarchy’ in contrast to the word ‘republic’
(as a synonym of democracy; that is, as a different type of government from both monarchy
and aristocracy). However, this cannot be the case: otherwise, Rousseau could not
have presented the word ‘monarchy’ and the concept of republic as opposites (instead
of treating one as a class of the other) as he frequently did; for example, in the
following quotation: “In fact, the more we reflect, the more we find the difference
between free and monarchical States to be this: in the former, everything is used
for the public advantage” (SC III:8; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 65) My emphasis. Even though the word ‘republic’ does not appear in this quotation, the
concept (“free state […] for the public advantage”) is there.
Indeed, his attacks against monarchy for being the entire antithesis to a republic
are many—and quite colourful. Therefore, it is not the word ‘republic’ which is referring
to two different concepts (as Aristotle’s ‘politeia’ was in Politics) Indeed, Rousseau was not the first western thinker to present confusing arguments
around these words and concepts. Aristotle ( Aristotle (1988). Politics. Translated and edited by C. D. C. Reeve. Cambridge: Hackett Publishing Company.
Before assuming that Rousseau was simply not careful enough in his wording, or that
he lied about the stability of his beliefs, it would be interesting (and fair) to
consider if he may have had a political or ideological agenda that could explain his
rhetorical choices. Since the common meaning of ‘philosophical’, ‘ideological’, ‘rhetorical’,
‘truthful’ or ‘sincere’ may lead to confusion, I will dedicate the next section to
defining and drawing out the differences between these intentions that may motivate
a political thinker I depart from an implicit Derridian perspective. On deconstruction, see Derrida ( Derrida, J. (1988). Letter to a Japanese Friend. In D. Wood and R. Bernasconi (eds.).
Derrida and difference (pp. 2-4). Evanston: Northwestern University Press.
Thomassen, L. (2010). Deconstruction as a method in political theory. Österreichische Zeitschrift für Politikwissenschaft, 39 (1), 41-53.
There is a name clearly associated to the search for intentions behind political thought:
Quentin Skinner ( Skinner, Q. (1969). Meaning and Understanding in the History of Ideas. History and Theory, 8 (1), 3-53. Disponible en:
Surely, he was not the first author to direct research towards intentionality (recall
from Dilthey’s and Weber’s Verstehen to the already mentioned article by Strauss ( Strauss, L. (1947). On the intention of Rousseau. Social Research, 14 (4), 455-487.
For example, Starobinski ( Starobinski, J. (1983). Jean-Jacques Rousseau. La transparencia y el obstáculo. Madrid: Taurus.1983: 23) argues that we can see in Rousseau’s works, as a result of his “unitary intention”
of preserving transparency, both a moral advice for private life and an invitation
to social reform through effective political action. Nowadays, a word springs to mind
talking about the diffusion of ideas for political reasons: ‘ideology’. Following
Freeden ( Freeden, M. (1996). Ideologies and Political Theory: A conceptual approach. Oxford: Oxford University Press.1996, 6: 54), by ‘ideologies’ I refer to “particular patterned clusters and configurations of
political concepts” meant to “guide practical political conduct”; “the macroscopic
structural arrangement that attributes meaning to a range of mutually defining political
concepts”. When the intention is to persuade a group of people for political reasons,
content and form will depend heavily on those group’s structures of ideas, affecting
how “essentially contested concepts” are decontested On essentially contested concepts, the already classical quote is W.B. Gallie ( Gallie, W. B. (1955). Essentially Contested Concepts. Proceedings of the Aristotelian Society. New Series, 56, 167-198.
Michael Freeden tried to distinguish between ideologies and political philosophies: the division is “far from clear”—he admitted—and “on the sole basis of the morphology
of political argument […] it is difficult to separate ideologies from political philosophies”
( Freeden, M. (1996). Ideologies and Political Theory: A conceptual approach. Oxford: Oxford University Press.Freeden 1996, 28, 41) Freeden made this effort in pages 28, 41, 45, 52, 54, 75-80, 95, 100-111. 131-136.
In a later piece of work, Freeden ( Freeden, M. (2004). Ideology, Political Theory and Political Philosophy. In G. F.
Gaus and C. Kukathas (eds.). Handbook of political theory (pp. 3-17). London: SAGE. Disponible en: https://doi.org/10.4135/9781848608139.n1
Focusing on intentions allows to think of the difference between philosophy or ideology
regardless of the readings and uses the texts under analysis may have suggested. E.g.,
Rousseau’s work may be very funny, and some people may laugh at it, but this does
not make him a humourist By contrast, Freeden affirms that “Rawls is both a philosopher and an ideologist
because his texts can be subjected to totally diverse analyses and can carry various
meanings for different types of reading” ( Freeden, M. (1996). Ideologies and Political Theory: A conceptual approach. Oxford: Oxford University Press.
The difference between philosophies and ideologies runs parallel to that between information
(aimed at communicating facts) and persuasion (at changing beliefs). This pair should
not be understood merely as the ideal extremes of a continuum on which the different
types of communication can be situated (from a political pamphlet to the weather forecast),
but as radically impossible opposites. In fact, the difference between persuasion
and information can also be deconstructed resorting to very intuitive arguments. On
the one hand, there is no information without the previous persuasion to start reading
or listening, or even to recognise me as myself Every utterance makes “universal validity claims”, as Habermas ( Habermas, J. (1979). Communication and the Evolution of Society. Boston: Beacon Press.
Besides, the idea of information seems to conflate two different intentions. On the
one hand, the will to convey truth; on the other, the intention to be sincere or transparent.
These should not be confused, since a lie or a fiction may help to teach a truth,
as literature frequently does Consider, e.g., La vida es Sueño [Life is a Dream], by Pedro Calderón de la Barca.
Messages may transpire either more spontaneously or after a hard work of preparation. As a first impossible extreme, communication may happen for the mere act of expression, regardless of the effects it may have on others (sometimes, even without the physical presence of another). At the other extreme, some sources may be very careful to deliver their message in the most effective way. Accepting that content and form are deeply intermingled, the changes introduced in the natural way of speech production will affect not only the structure of the message, but also the content it conveys. The language chosen can hide or bring to the fore certain ideas or make some more attractive than others. “Rhetorical intentions” is probably the best phrase to name this preoccupation for the way a message is delivered.
The different intentions I have outlined may overlap, particularly in the means they require to succeed: ideological formulations are stronger when they are carefully prepared for their receivers and represent truths in a sincere way. However, they may sometimes collide. Not every ideological statement is carefully prepared, or sincere, or tries to represent any truth at all; and this may be to its advantage, since partiality, spontaneity, lies, and falsehood also play their part in the real world.
Now I can translate the main argument of this paper into these terms. My claim is that behind the already highlighted contradictions we can find Rousseau’s rhetorical work at the service of his political intention: to convince his multiple audiences of his “great truths which would make for the happiness of the human race, but above all for that of my native land” (The Confessions of Jean-Jacques Rousseau: Book IX; henceforth Confessions IX; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953; 377). Those truths, revealed to him in an epiphany on the road to Vincennes, concerned the “government best fitted to create […] the best people”, which “by its nature always adheres closest to the law” (Confessions IX; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 376). Such a transcendent truth would deserve his sacrificing both intra and intertextual coherence, as well as wholesale transparency.
As Starobinski ( Starobinski, J. (1983). Jean-Jacques Rousseau. La transparencia y el obstáculo. Madrid: Taurus.1983: 174-184) argued, Rousseau was as eager to reach transparency as aware of its impossibility: once the state of nature is left behind, human beings require the distorting mean of “conventional language” to convey their thoughts and feelings. Nonetheless, I agree with Derathé ( Derathé, R. (1988). Jean-Jacques Rousseau et la science politique de son temps. Paris: J. Vrin.1988: 60-61) that The Social Contract is not a political manifesto, but an abstract work following the style of previous treaties on natural right. However, Rousseau understood that the definitions we give to our words and their connotation in common language inevitably have political consequences, so bad choices could hinder the principles he intended to communicate. This helps to explain why he “conceived his theoretical work as a conceptual elaboration” ( Bernardi, B. (2014). La fabrique des concepts. Recherches sur l’invention conceptuelle chez Rousseau. Paris: Honoré Champion Éditeur.Bernardi, 2014: 23, 545).
My argument, therefore, is that Rousseau did not succumb to falsehood: on the contrary, he thought himself to be defending a (unitary) truth leading to justice. In this sense, he could have considered himself as a “true philosopher” in his own terms ( Bernardi, B. (2014). La fabrique des concepts. Recherches sur l’invention conceptuelle chez Rousseau. Paris: Honoré Champion Éditeur.Bernardi, 2014: 14). However, his conceptual elaboration was deeply influenced by his political aims, which matches the definitions provided for “ideological” intentions. The textual analysis will show that, even if Rousseau was not exhaustively transparent or informative about the ideological nature of his famous taxonomy, it cannot be claimed that he resorted to lies. Neither is it fair to claim that Rousseau was unclear in his mind, although he certainly fell back onto his more spontaneous “language” once and again. Unfortunately, a more straight-forward style could have undermined his political goal. After all, “[t]he democratic Constitution is certainly the Masterpiece of the political art: but the more admirable its contrivance is, the less it belongs to all eyes to penetrate it” (LM 8; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth College Press.Rousseau, 2001: 257).
There are several facts, both textual and contextual, that support this interpretation
of Rousseau’s intentions. On the one hand, blood was spilled in Geneva due to the
clash between “a widespread ideology of popular sovereignty and an actuality of oligarchy”
in 1707, 1734-38, and 1768 ( Bertram, C. (2012). Rousseau’s Legacy in Two Conceptions of the General Will: Democratic
and Transcendent. The Review of Politics, 74 (3), 403-419. Disponible en:
“I thought that the weakening of the constitution threatened France with impending
collapse” (Confessions XI; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.
Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.
Democracy has become a major source of legitimacy in our days, but this was not always
the case. In fact, ‘democracy’ carried dense negative connotations for centuries and
until recently. As Palmer ( Palmer, R. R. (1953). Notes on the Use of the Word ‘Democracy’ 1789-1799. Political Science Quarterly, 68 (2), 203-226. Disponible en:
As James Miller ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.1984: 41) recalls, “for most political theorists before him [Rousseau], [democracy] had spelled
only disorder and decay, licence and tyranny”. It was connoted as “urban chaos” in
contrast with the “rural simplicity” Rousseau pictured. Later, in the 1790s, conservatives
used the word ‘democracy’ in much the same way as ‘communism’ was used negatively
during the cold war ( Palmer, R. R. (1953). Notes on the Use of the Word ‘Democracy’ 1789-1799. Political Science Quarterly, 68 (2), 203-226. Disponible en:
Rousseau was already considered quite extravagant, and declaring his love for democracy—no
matter what his understanding of the word was—could not help to spread his ideas.
Moreover, defending democracy may have appeared to be a way of taking part in the
internal dispute of Geneva in favour of the popular party before the eyes of the Small
Council ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.Miller, 1984: 15). The effect that the dedicatory of the Second Discourse had in Geneva, as Rousseau tells in his Confessions, “was unfavourable to” him (Confessions VIII; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 368) Miller ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.
Although Rousseau’s intention for The Social Contract was “to employ solely the power of reason, without any vestige of venom or prejudice” (Confessions IX; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 378 [footnote]), he understood that language is not innocent. For example, he knew that “[t]he word Government does not have the same meaning in every country, because the constitution of States is not the same everywhere” (LM V; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth College Press.Rousseau, 2001; 201). If words do not stand for essential contents, then their meaning can be related to both their context and the interests they further. In this sense, Rousseau mentions in the Letters written from the Mountain the existence of “the language of Monarchies”. “In general, the Leaders of Republics are extremely fond of employing” it, wrote Rousseau in a clear reference to Geneva. “Under cover of terms that seem consecrated, they know how to introduce little by little the things that these words signify” (LM 5; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth College Press.Rousseau, 2001: 201-202).
According to Rousseau, this language of monarchies mainly involved the confusion between sovereigns and governments (LM V; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth College Press.Rousseau, 2001: 201). When introducing this difference, however, Rousseau also transformed the meaning of the term ‘democracy’. While aware of the negative connotations of the shunned word, Rousseau may have intended for a quick sleight of hand that allowed him to criticise ‘democracy’ without ceasing in his defence of popular self-rule and the rule of law themselves. As Bernardi ( Bernardi, B. (2014). La fabrique des concepts. Recherches sur l’invention conceptuelle chez Rousseau. Paris: Honoré Champion Éditeur.2014: 194) puts it, “the principle of popular sovereignty seems to be a determinant factor in the whole conceptual system that organizes the political philosophy of Rousseau”. Confirming my point will require tracing the use of the word systematically and chronologically along his main writings. This will show the vestiges of such a displacement of meaning.
The occasion did not arise in his First Discourse [1750], but in the Discourse on Inequality or Second Discourse [1754], as mentioned, there is an example of the contradictions here analysed already
in the dedicatory: “I should have wished to be born in a country in which the interest
of the Sovereign and that of the people must be single and identical […]. And as this
could not be the case, unless the Sovereign and the people were one and the same person,
it follows that I should have wished to be born under a democratic government, wisely
tempered” (SD Dedicatory; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913; 145) My emphasis.
Later, in his Discourse on Political Economy [1755], Rousseau repeats twice “legitimate or popular government”, assuming them as synonymous. Here ‘government’ seems to mean sovereignty ( Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 255, 269), so Rousseau would still be employing the language of monarchies. In any case, the possibility of confusing “democracy” and “republic” does not emerge there.
Then we get to Rousseau’s masterpieces: Emile and in The Social Contract [1762] I refer to The Social Contract and The Emile as his magnum opera following Rousseau’s own opinion. He tells us in his Confessions that the Emile is “my best and more important” work (Confessions XI; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.
Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.
Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.
As Fralin ( Fralin, R. (1978). The evolution of Rousseau’s View of Representative Government.
Political Theory, 6 (4), 517-536. Disponible en: https://doi.org/10.1177/009059177800600405
How could he “wish” to live in a democratic state, only to state next that such a thing, besides being inconvenient, is an impossible utopia? This is especially surprising after Rousseau affirmed that “[a]ll that is challenging in The Social Contract had previously appeared in the Essay on Inequality” (Confessions IX; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 379). Did his opinion evolve contrary to this claim? In fact, we know for certain that his initial beliefs somehow may have persisted, since the first meaning of ‘democracy’ (positive) was revisited not only in the Letter to D’Alembert [1758], but also in his Letters written from the Mountain [1764], two years after the publication of The Social Contract [1762], or in the Letter to Mirabeau [1767], where Rousseau tragically regrets:
If unfortunately this form [in which law is put above men] cannot be found, and I
frankly admit that I believe that it cannot be, then I am of the opinion that one
has to go to the other extreme and all at once place man as much above the law as
he can be… In a word I see no tolerable mean between the most austere Democracy and
the most perfect Hobbesianism ( Rousseau, J. J. (1997). Letter to Mirabeau. In Rousseau: the social contract and other later political writings. Translated and edited by V. Gourevitch. Cambridge: Cambridge University Press.Rousseau, 1997: 270) My emphasis. Here, “[p]ut law above men” equals “democracy”, while “put men as above
the law as it may be possible” equals “perfect Hobbesianism”.
At this point, it should be clear that Rousseau’s words need a careful reading if
we are to understand him. When Rousseau claims in The Social Contract that there has never been a real democracy “in the strict sense” (SC III:4; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 54-55), it implies that other sense can be thought of; a sense in which democracy is possible, maybe even desirable If my claim is right, this illustrates again Rousseau’s awareness of the multiple
“senses” of terms, opening up the possibility of an instrumental use of this plurality.
This is what is found in the Second Discourse. There the Genevan thinker tells us how “the differing degrees of inequality” resulted in the different types of governments: monarchy, republic, and democracy. All of them had the obligation to respect the fundamental laws that the people agreed upon in the contract “between the people and the chiefs chosen by them”. However, in this same piece of writing he insinuates that only a democratic government (the one he says there to prefer) can keep the rule of law alive: “It was discovered in process of time which of these forms suited men the best. Some peoples remained altogether subject to the laws; others soon came to obey their magistrates” (SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 214). Thence, “rule of law” (a characteristic of any republic according to The Social Contract) and “democracy” appear defined as different things, and under different words, although interconnected: the rule of law would not survive long without democracy.
This relation by necessity between democracy and republic helps to unravel contradiction one (republic = democracy). If we now come back to the crucial quotation of the dedicatory in the Second Discourse (“I should have wished to be born under a democratic government, wisely tempered”), we now have to stop thinking that ‘democracy’ simply substituted “republic” there. It is more precise to say that, if I want to live in a republic (sovereign = subjects; rule of law) that endures as such, “it follows” that I will need to live in a “democracy”. Rousseau’s prudential considerations can therefore explain the apparent contradiction in that quote.
Moreover, the meaning of ‘democracy’ in this Second Discourse was compatible with some very counter-intuitive affirmations: e.g. Rousseau stands that in his ideal system the right to propose laws “should belong exclusively to the magistrates”. He also wishes not to live in a place where people imagined “themselves in a position to do without magistrates”, “imprudently [keeping] for themselves the administration of civil affairs and the execution of their own laws” (SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 147). Consequently, Rousseau was already criticising in the Second Discourse (under the idea of a “wisely tempered democracy”) what in The Social Contract would be despised (and called “democracy”): the people directly exerting the executive power. This means his political preference in the Second Discourse is consistent to this extent with The Social Contract. Regarding this fundamental aspect, the change occurs in the words, not in his opinions.
In this section I will continue defining this displacement of meaning that happened between the Second Discourse and The Social Contract together with the suggestive and detailed work by James Miller, who identified some of the contradictions here analysed, but arrived at some different conclusions. Besides Miller’s wonderful work on contextualisation, I find that a more analytic reading of the passages he himself quotes leads to important clarifications.
On the one hand, Miller ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.1984: 72), as I do, accepts that the system Rousseau defended over his life was fundamentally the same, but he also claims Rousseau did not truly believe his critiques against “democracy”: “Democracy, even as a form of government, would seem to possess many estimable merits [for Rousseau]”. Miller thinks that Rousseau’s defence of a direct election of magistrates would show such a thing, and considers that Rousseau would “cast doubt” upon the idea in The Social Contract that “a true democracy has never existed”, for he would think humans lived originally in democracies: “For Rousseau, the saga of decay is the story of a disappearing democracy” ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.Miller, 1984: 68, 118) Coherently, Miller’s book is called Rousseau: Dreamer of Democracy.
This account, which implies Rousseau was hiding his real opinions, can be highly misguiding. Mainly, it forgets Rousseau’s explicit intention in The Social Contract to take men “as they are”—not as the “gods” they are not. It is irrelevant for this matter what men were in an irrecoverable state of nature, since The Social Contract is a treatise on the “Principles of Political Rights”: that is, for political times. In this sense, Miller confuses Rousseau’s philosophical absolute ideal with his analysis of political right, which takes into account real people as they appear in real political history and, therefore, has to include prudential considerations. Rousseau sees “unimaginable that the people should remain continually assembled”; moreover, as soon as commissions were appointed, they would rapidly gather power, modifying the form of government (SC III:4; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913).
As mentioned, Miller’s interpretation relies on the fact that some “democracy” (as
a form of government) enters into play each time a government is appointed in The Social Contract’s account, since this act is of executive nature ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.Miller, 1984: 117; SC III:17 and IV:3; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913). However, the executive nature of appointments only comes to confirm Rousseau’s
insight that every government is mixed; that “[s]trictly speaking, there is no such
thing as a simple government” (SC III:7; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913; Bernardi, B. (2014). La fabrique des concepts. Recherches sur l’invention conceptuelle chez Rousseau. Paris: Honoré Champion Éditeur.Bernardi, 2014: 143). Ultimately, if Rousseau had intended to advocate for a full democracy according
to the way the word was understood in his time, he would have defended sortation as
the best system for the selection of magistrates, which he only advises for the impossible
democracies of The Social Contract and for the appointment of life-rulers (SC IV:3; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913) On this matter, see Manin ( Manin, B. (1997). The principles of representative government. Cambridge: Cambridge University Press. Disponible en: https://doi.org/10.1017/CBO9780511659935
Rousseau did surely not refer to a metaphysical impossibility when he claimed that
a real democracy has never existed, since the possibility of a democratic sovereignty
is mentioned here and there: “At first the Legislative power and executive power that
constitute sovereignty are not distinct. The Sovereign People wills by itself, and
by itself it does what it wills” (LM 7; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth
College Press.Rousseau, 2001: 238). Moreover, in a Lockean fashion, Rousseau claimed there that “in every country in
the last resort [the fundamental law] arms the Sovereign with the public force for
the execution of what it wills” (LM 8; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth
College Press.Rousseau, 2001: 268) Rousseau claims to be defending the same principles Locke did. See LM 7; Rousseau ( Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth
College Press.
Finally, Miller (1984: Chap.V) is right to claim that Rousseau used the word “democracy” both as 1. a type of government (mainly, in The Social Contract) and 2. a type of sovereignty (mainly, in the Second Discourse). Indeed, Rousseau insists on how important it is for “democracy” to distinguish “the Sovereign from the Government, the legislative Power from the executive. There is no State in which these two powers are so separate, and in which people have so affected to mix them up” (LM 8; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth College Press.Rousseau, 2001: 257).
In Monarchies, where the executive power is joined to the exercise of sovereignty,
the Government is nothing but the Sovereign itself […]. In Republics, above all in
Democracies, where the Sovereign never acts immediately by itself, it is something
different. Then the Government is only the executive power, and it is absolutely distinct
from sovereignty (LM V; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth
College Press.Rousseau, 2001: 201) In this quote, ‘Republic’ and ‘Democracy’ convey the meanings given in the Second Discourse, as have already been defined. Besides, it shows again that the political ideal Rousseau
endorsed was never a “full” democracy in the terms of the Discourse on Inequality,
which had to be wisely tempered to avoid a “government” or executive of the people.
The “sovereign never acts immediately by itself”; at least, not for long.
Yet closer attention to the meaning of ‘sovereignty’ and ‘government’ in the Second Discourse and in The Social Contract is needed to clarify such a claim, since each text provides slightly different sets of definitions. Moreover, an analysis of the differences between the model he promoted at each moment (the wisely tempered democracy and the aristocratic republic) will reveal how Rousseau’s fundamental truth moulded them. I count at least four of these differences:
First and most importantly, Rousseau surrenders to the negative connotation of the word ‘democracy’ (disastrous and impossible) in The Social Contract. However, he only does so after reducing the content of ‘democracy’ to the major threat for popular sovereignty: popular government. While ‘democracy’ in the Second discourse included the popular right to appoint and revoke magistrates as well as imperative mandate, in The Social Contract these are part of any “republic”. Therefore, the language Rousseau creates for republics not only differentiates governments and sovereigns, but also warns against the temptation of the people to directly execute the law, and incorporates crucial democratic institutions as general conditions of legitimacy.
In the Second Discourse, once the fundamental laws are established by the free people, it seems they may legitimately
vanish (unless they had established a democracy). The Social Contract, on the contrary, claims as a condition of legitimacy that the people must retain the
right to pass, reject, and change laws, and to change both the magistrates and the
type of government at any point. As G.D.H Cole ( Cole, G. D. H. (1913). Introduction. In J. J. Rousseau. The Social Contract and discourses. Translated and edited by G. D. H. Cole (pp. 7-64). London: J. M. Dent and Sons.1913: xvi) noted, “Rousseau saw clearly the necessity, if popular consent to government were
to be more than nominal, of giving it some effective/constitutional Depending on the edition ( Cole, G. D. H. (1913). Introduction. In J. J. Rousseau. The Social Contract and discourses. Translated and edited by G. D. H. Cole (pp. 7-64). London: J. M. Dent and Sons.
“Republic” in the Second Discourse | “Republic” in the Social Contract |
---|---|
The contract is between people and chiefs. Institution of a limited sovereign organised either as a democracy, an aristocracy, or a monarchy. | The contract is agreed among the citizens. Institution of an unlimited sovereign (the people). |
One of its articles or fundamental laws regulates the selection and power of magistrates. Chiefs were (initially) elected in every type of government. | The people must be able to approve/reject/change every law (fundamental or not), including the “commission” given to their magistrates and the form of government. |
“Democracy” in the Second Discourse | “Democracy” in the Social Contract |
A way of organising sovereignty in which the people control the executive (appoint/revoke magistrates, imperative mandate). | A form of government (that is, a type of republic) in which the majority of citizens execute the law (including the appointment of magistrates) |
In its pure form (unless it is “wisely tempered”), the majority of the citizens would also elaborate non-fundamental laws and execute them. |
Source: own elaboration.
In the Second Discourse, Rousseau commended the edict published in 1667 in the name and by order of Louis XIV,
where it can be read: “Let it not, therefore, be said that the Sovereign is not subject
to the laws of his State since the contrary is a true proposition of the right of
nations” (SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 210). Later, he affirms that the power of this (initially elected) limited sovereign
extended to “everything which may maintain the constitution, without going so far
as to alter it” (SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 212). This law-abiding “sovereign” of the Second Discourse—may it be the people or not—is surely not the almost Only “limited” by the duty of generality. Steinberger ( Steinberger, P. J. (2008). Hobbes, Rousseau and the modern conception of the state.
The Journal of Politics, 70 (3), 595-611. Disponible en: https://doi.org/10.1017/S002238160808064X
The sovereign of the Second Discourse would not be appointed to pass any laws, but “to watch over the execution” of the
fundamental laws: the articles of the contract to which the people agreed. As seen,
this so-called sovereign would also have the exclusive right to propose laws if they
were needed, but its “power extends to everything which may maintain the constitution,
without going so far as to alter it”. Therefore, it seems more accurate to describe
it as a constitutional executive that, in exceptional cases, can pass legislation
“in conformity with the intention of his constituents” (SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 147, 212) than as a sovereign legislative. Again, this is relatively close to the system of
the more radical position of The Social Contract, where Rousseau claims that “there can be no assurance that a particular will is in
conformity with the general will, until it has been put to the free vote of the people”
(SC II:7; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913) It must be kept in mind that, as Rubio Carracedo ( Rubio Carracedo, J. (1990). ¿Democracia o representación? Poder y legitimidad en Rousseau. Madrid: Centro de Estudios Constitucionales.
Finally, in the Second Discourse, “[w]ithout entering at present upon the investigations which still remain to be made
into the nature of the fundamental compact underlying all government” and, therefore,
following the “common opinion”, the contract was presented as a pact “between the
people and the chiefs chosen by them” (SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 147, 212). By contrast, the model of The Social Contract was based first on a pact amongst the people, and then on a law or commission binding
the magistrates (SC III:1; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 47) It should be noticed that Ch. 16 in book III is titled “That the institution of government
is not a contract” ( Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.
According to the Second Discourse, “in these different governments, all the offices were at first elective” (SD; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 214). Therefore, in that model freedom (as self-rule) is presented as possible even in
a “monarchy” (under a sovereign king). However, Rousseau informs us with subtlety
that freedom in monarchies and aristocracies would barely last in real life. The Genevan
thinker already realised that the notion of a limited sovereign meant trusting in
self-limitation, which is not quite a secure basis for liberty. Even though philosophically
or theoretically conceivable, the political risk it implied recommended the changes
he introduced in his taxonomy of governments. Otherwise, cases of limited slavery
(such as the “aristocratic” England he so bitterly criticised in The Social Contract SC III:15; Rousseau, 1913: 85. According to the language of republics developed in The Social Contract, it was no “aristocracy”: such a name implied popular sovereignty there.
This article does not claim Rousseau remained coherently faithful to his new definitions; rather that his misuse of those can be better explained by reconstructing his intentions. When Rousseau boasted about being consistent after such a large disparity between different texts, I understand the Genevan thinker meant he was consistent in his main ideas, his final aims and truths, not in the exact terms of his contractualism. The textual analysis has shown this consistency, even though it must be admitted that the change in the way his truths were expressed had an impact on some non-essential parts of the content conveyed. Accepting that Rousseau’s opinions evolved in the fundamental would not allow us to explain the persistent reappearance of both meanings of ‘democracy’ and ‘monarchy’ but as a mere lack of mental clearness.
However, it remains a conundrum why Rousseau resorted to both meanings of “democracy” after defining his republican vocabulary, even in The Social Contract itself. Once the “strict sense” of this word was defined and the requirements of freedom were saved into the word ‘republic’, there may seem to be no point in his using their previous meanings. Aside from pure and simple mistakes, Rousseau may have felt the necessity to use the common meaning of these words in order to be properly understood; a common meaning that surely felt more natural and spontaneous to him and that could reach a broader audience.
The convenience of alternatively resorting to both systems is especially clear regarding his use of the word ‘monarchy’. Once ‘democracy’ was limited to those elements that Rousseau disapproved of, then the meaning of ‘monarchy’ was necessarily affected, for both are defined at the same logical level (as types of republic). When examined the other way around, “monarchy” had to change its referent if so-called republics (wisely tempered democracies according to his previous vocabulary) were to become the only legitimate regimes. In Rousseau’s opinion, “legitimate monarchy” (meaning a sovereign monarch who provided liberty, rule of law, etc.) should be understood as an oxymoron; an impossibility.
A footnote to The Social Contract states: “It is true that Aristotle […] distinguishes the tyrant from the king by the fact that the former governs in his own interest, and the latter only for the good of his subjects […] but also it would follow from Aristotle’s distinction that, from the very beginning of the world, there has not yet been a single king” (SC III:10; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 72 [footnote 1]). A king that governs following the general interest may be philosophically or theoretically possible, but politically it appears to Rousseau as a chimera, if not a sheer lie meant for political domination. Therefore, an absolute monarchy would not even deserve a particular name in his republican language but those of tyranny and despotism. Rousseau had to admit that, once “the government” is regarded as nothing but the “minister” of the sovereign, “even a monarchy is a Republic” (SC II:6; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913: 31). However, he would not have been ready to stop criticising present absolute monarchies by their popular name, since this was the most effective way to convey his political stance to his well-appreciated “common readers”. Again, his political rejection of monarchies had to take into account the rhetorical context; the success of his work as an ideological dispositive depended on it.
This article examined Rousseau’s republican alternative to the language of Monarchies in The Social Contract: a republican ideology. Surely, the main feature of this new language is its bringing to the fore the difference between sovereignty and government. “This distinction is very important in these matters. In order to have it thoroughly present in one’s mind one ought to read with some care the first two Chapters of the third Book in The Social Contract, in which I attempted to fix by means of a precise meaning expressions that they artfully leave uncertain” for their own political interest (LM 5; Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth College Press.Rousseau, 2001: 201-202). However, this conceptual device also includes an important amount of Rousseau’s prudential wisdom about the conditions of freedom, and about what democracy can and cannot be. Such an account provided a more compelling way to understand Rousseau’s multiple contradictions around the words ‘monarchy’, ‘republic’, and, above all, ‘democracy’.
Aristocracy—and not democracy—was considered “the best and most natural” of all governments
in The Social Contract (SC III:5: Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau. 1913: 57). For his words, Rousseau seemed now even more elitist than the Genevese Small Council
itself, which regarded Geneva as an “aristo-democracy” ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.Miller, 1984: 17, 73). In The Social Contract, Rousseau unexpectedly yielded to the negative connotation of the word which was general
at his time and condemned democracy as an impossible and undesirable option. However,
the “democracy” he repudiated now did not include, by definition, the fundamental
elements he found necessary to preserve freedom: popular legitimacy and popular participation Including the participation in the election of magistrates, which is the only legitimate
way of instituting a government according to The Social Contract (SC III:17; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.
Rousseau’s ideal political constitution undoubtedly includes moments when the people would hold both the legislative and the executive power: this would happen in revolutions, and also each time a government is elected in a republican aristocracy. Nevertheless, these exceptions should not lead us into thinking (along the lines of James Miller) that Rousseau considered “ideal” a government which no man could desire without considering himself an omnipotent god; a government that could not last long. Such a wish implied too much of an idealisation for Rousseau’s political judgement, even if he may have found a democratic government appealing in philosophical terms.
Rousseau’s ideological move is of extreme relevance for the History of Western Political
Ideas. As Kingsley Martin wrote, Rousseau’s “real influence cannot be traced with
precision because it pervaded all the thought that followed him” (quoted in Dent, N. (2005). Rousseau. New York: Routledge.N. Dent, 2005: 210). Quoting G.D.H Cole ( Cole, G. D. H. (1913). Introduction. In J. J. Rousseau. The Social Contract and discourses. Translated and edited by G. D. H. Cole (pp. 7-64). London: J. M. Dent and Sons.1913: xx): “Rousseau unites the absolute Sovereignty of Hobbes and the ‘popular consent’ of
Locke into the philosophic doctrine of popular Sovereignty, which has since been the
established form of the theory”. As Bernardi ( Bernardi, B. (2014). La fabrique des concepts. Recherches sur l’invention conceptuelle chez Rousseau. Paris: Honoré Champion Éditeur.2014: 203) explains, through developing of the concept of popular sovereignty Rousseau “forms
the modern concept of democracy”
Strongly democratic ideas came to be regarded as the principles that any state should embody in order to be legitimate. Popular sovereignty and the need for some constitutional guarantees that make popular sovereignty effective have become common sense, no matter how much real conditions dramatically limit our capacity to make our institutions embody these principles. Moreover, the praised idea of a mixed government changed meaning too, referring now to mixed governments and never again to a mixed source of legitimacy ( Bernardi, B. (2014). La fabrique des concepts. Recherches sur l’invention conceptuelle chez Rousseau. Paris: Honoré Champion Éditeur.Bernardi, 2014: 127-128; Derathé, R. (1988). Jean-Jacques Rousseau et la science politique de son temps. Paris: J. Vrin.Derathé, 1988: 49; Villaverde, M. J. (1987). Rousseau y el pensamiento de las luces. España: Tecnos.Villaverde, 1987: 239). Since sovereignty cannot be divided, the democratic principle could no longer be combined with the monarchic or aristocratic principles. No compromise is possible at the sovereignty level under the Hobbesian conceptual arrangement presented in The Social Contract.
Rousseau revisited the common meanings of the words ‘republic’, ‘democracy’, and ‘monarchy’ repeatedly after publishing The Social Contract, either out of political interest, spontaneity, or sheer mistake. Fortunately for democrats, his far-reaching ideological aim was achieved besides all of Rousseau’s contradictions; contradictions that, in some cases, may have furthered instead of hindered his aims.
However, the success of the Rousseaunian ideological device should be neither over-emphasised
nor taken for granted. Principles opposed to those here analysed have also had a strong
appeal in history. As a clear example, remember the following quotation from The Federalist Papers: “The true distinction between these [the purest democracies of Greece] and the American
government lies in the total exclusion of the people, in their collective capacity, from any share in the latter, and not in the total exclusion of the representatives of the people from the administration of the former” ( Madison, J. (1961b). No. 63: Probably Madison. In A. Hamilton, J. Madison, and J.
Jay. 1964. The Federalist papers. New York: New American Library.Madison, 1961b: 387 [No. 63])
The Genevan ideologist would have surely condemned Madison’s words for the sake of
participation; that is, of freedom About the dependence of freedom on participation in Rousseau’s thought, see Carole
Pateman ( Pateman, C. (1970). Participation and democratic theory. Cambridge: Cambridge University Press.
Hawke v. Smith, 253 U.S. 221 (1920).
This article is partly the result of the work I could develop while holding the Beca para la Formación del Profesorado Universitario granted by the Ministerio de Educación, Cultura y Deporte de España (2012-2016). I am especially thankful to professor Joaquín Abellán and professor Michael Freeden for their comments on earlier drafts of this work, although any errors are my own. I also want to thank the anonymous reviewers of this paper for their work and comments.
[1] |
Fralin ( Fralin, R. (1978). The evolution of Rousseau’s View of Representative Government.
Political Theory, 6 (4), 517-536. Disponible en:
|
[2] |
This paper analytically distinguishes words (in single inverted commas) from concepts,
following R. Koselleck ( Koselleck, R. (2011). Introduction and Prefaces to the Geschichtliche Grundbegriffe. Contributions to the History of Concepts, 6 (1), 1-37. Disponible en:
|
[3] |
My emphasis. |
[4] |
The expression is quoted by Fralin ( Fralin, R. (1978). The evolution of Rousseau’s View of Representative Government.
Political Theory, 6 (4), 517-536. Disponible en:
|
[5] |
My underlining; original cursive writing. |
[6] |
My emphasis. |
[7] |
My emphasis. “The people is far less often mistaken in its choice than the prince”, says Rousseau to defend the value of republican government against “monarchy”. |
[8] |
My emphasis. Even though the word ‘republic’ does not appear in this quotation, the concept (“free state […] for the public advantage”) is there. |
[9] |
Indeed, Rousseau was not the first western thinker to present confusing arguments around these words and concepts. Aristotle ( Aristotle (1988). Politics. Translated and edited by C. D. C. Reeve. Cambridge: Hackett Publishing Company.1988: 77 [1279a]) supplied a similar conundrum in his Politics, where ‘politeia’ was defined both as a generic name for any political regime and for Democracy (in the terms of The Social Contract: as rule of the people under the law). “But when the multitude governs for the common benefit, it is called by the name common to all CONSTITUTIONS, namely, politeia. Moreover, this happens reasonably”, wrote Aristotle. Rousseau, who repeatedly quotes the Roman and Greek classics, was surely aware of this. |
[10] |
I depart from an implicit Derridian perspective. On deconstruction, see Derrida ( Derrida, J. (1988). Letter to a Japanese Friend. In D. Wood and R. Bernasconi (eds.). Derrida and difference (pp. 2-4). Evanston: Northwestern University Press.1988). On deconstruction as a tool for Political Theory, see Lasse Thomassen ( Thomassen, L. (2010). Deconstruction as a method in political theory. Österreichische Zeitschrift für Politikwissenschaft, 39 (1), 41-53.2010). |
[11] |
Surely, he was not the first author to direct research towards intentionality (recall from Dilthey’s and Weber’s Verstehen to the already mentioned article by Strauss ( Strauss, L. (1947). On the intention of Rousseau. Social Research, 14 (4), 455-487.1947). |
[12] |
On essentially contested concepts, the already classical quote is W.B. Gallie ( Gallie, W. B. (1955). Essentially Contested Concepts. Proceedings of the Aristotelian Society. New Series, 56, 167-198.1955). |
[13] |
Freeden made this effort in pages 28, 41, 45, 52, 54, 75-80, 95, 100-111. 131-136.
In a later piece of work, Freeden ( Freeden, M. (2004). Ideology, Political Theory and Political Philosophy. In G. F.
Gaus and C. Kukathas (eds.). Handbook of political theory (pp. 3-17). London: SAGE. Disponible en:
|
[14] |
By contrast, Freeden affirms that “Rawls is both a philosopher and an ideologist because his texts can be subjected to totally diverse analyses and can carry various meanings for different types of reading” ( Freeden, M. (1996). Ideologies and Political Theory: A conceptual approach. Oxford: Oxford University Press.Freeden, 1996: 45). In any case, the bases for my conclusion are helpfully established in Freeden’s work. |
[15] |
Every utterance makes “universal validity claims”, as Habermas ( Habermas, J. (1979). Communication and the Evolution of Society. Boston: Beacon Press.1979: 2) says in Communication and the Evolution of Society. |
[16] |
Consider, e.g., La vida es Sueño [Life is a Dream], by Pedro Calderón de la Barca. |
[17] |
“I thought that the weakening of the constitution threatened France with impending collapse” (Confessions XI; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 522). “I love the French in spite of myself” (Confessions V; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 177). |
[18] |
Miller ( Miller, J. (1984). Rousseau: Dreamer of democracy. Michigan: Yale University Press.1984: 52-54) argues against the accuracy of Rousseau’s impression, but it is difficult to assess with exactitude if Rousseau exaggerated Geneva’s official response or if he tried to disguise his reasons to “cho[o]se the role of exile for himself”. |
[19] |
My emphasis. |
[20] |
I refer to The Social Contract and The Emile as his magnum opera following Rousseau’s own opinion. He tells us in his Confessions that the Emile is “my best and more important” work (Confessions XI; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953). On its behalf, The Social Contract was initially conceived as a huge enterprise [his Political Institutions] “which, in my opinion, ought to put the seal on my reputation”, although eventually he did not feel “brave enough” to finish it and decided to publish it partially (Confessions IX; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 377; Confessions XX; Rousseau, J. J. (1953). The Confessions of Jean-Jacques Rousseau. Translated by J. M. Cohen. London: Penguin Books.Rousseau, 1953: 478). |
[21] |
As Fralin ( Fralin, R. (1978). The evolution of Rousseau’s View of Representative Government.
Political Theory, 6 (4), 517-536. Disponible en:
|
[22] |
My emphasis. Here, “[p]ut law above men” equals “democracy”, while “put men as above the law as it may be possible” equals “perfect Hobbesianism”. |
[23] |
If my claim is right, this illustrates again Rousseau’s awareness of the multiple “senses” of terms, opening up the possibility of an instrumental use of this plurality. |
[24] |
On this matter, see Manin ( Manin, B. (1997). The principles of representative government. Cambridge: Cambridge University Press. Disponible en:
|
[25] |
Rousseau claims to be defending the same principles Locke did. See LM 7; Rousseau ( Rousseau, J. J. (2001). The collected writings of Rousseau (vol. 9): Letter to Beaumont, letters written from the mountain, and related writings. Translated by C. Kelly and J. R. Bush. Edited by C. Kelly and E. Grace. Hanover: Dartmouth College Press.2001: 236). |
[26] |
In this quote, ‘Republic’ and ‘Democracy’ convey the meanings given in the Second Discourse, as have already been defined. Besides, it shows again that the political ideal Rousseau endorsed was never a “full” democracy in the terms of the Discourse on Inequality, which had to be wisely tempered to avoid a “government” or executive of the people. The “sovereign never acts immediately by itself”; at least, not for long. |
[27] |
Depending on the edition ( Cole, G. D. H. (1913). Introduction. In J. J. Rousseau. The Social Contract and discourses. Translated and edited by G. D. H. Cole (pp. 7-64). London: J. M. Dent and Sons.1913 or 1923, respectively) Cole uses one word or the other. |
[28] |
Although the word ‘republic’ is not explicitly defined in the Second Discourse, it is taken here as synonymous of ‘legitimate state’ in order to compare both models. |
[29] |
Only “limited” by the duty of generality. |
[30] |
Steinberger ( Steinberger, P. J. (2008). Hobbes, Rousseau and the modern conception of the state.
The Journal of Politics, 70 (3), 595-611. Disponible en:
|
[31] |
It must be kept in mind that, as Rubio Carracedo ( Rubio Carracedo, J. (1990). ¿Democracia o representación? Poder y legitimidad en Rousseau. Madrid: Centro de Estudios Constitucionales.1990: 135) noted, the legislative task as conceived by Rousseau is mainly of constitutional nature and is developed by the legislator in the origins of the political community. Therefore, it is mainly constitutional control what Rousseau had in mind when he made such a participatory claim. |
[32] |
It should be noticed that Ch. 16 in book III is titled “That the institution of government is not a contract” ( Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau 1913, 80). |
[33] |
SC III:15; Rousseau, 1913: 85. According to the language of republics developed in The Social Contract, it was no “aristocracy”: such a name implied popular sovereignty there. |
[34] |
Including the participation in the election of magistrates, which is the only legitimate way of instituting a government according to The Social Contract (SC III:17; Rousseau, J. J. (1913). The Social Contract and discourses. Translated and edited by G. D. H. Cole. London: J. M. Dent and Sons.Rousseau, 1913). This was also the case (at the beginning) according to the Second Discourse. |
[35] |
See also Rubio Carracedo ( Rubio Carracedo, J. (1990). ¿Democracia o representación? Poder y legitimidad en Rousseau. Madrid: Centro de Estudios Constitucionales.1990: 115-116). |
[36] |
For a reflection on this quote, see Manin ( Manin, B. (1997). The principles of representative government. Cambridge: Cambridge University Press. Disponible en:
|
[37] |
About the dependence of freedom on participation in Rousseau’s thought, see Carole Pateman ( Pateman, C. (1970). Participation and democratic theory. Cambridge: Cambridge University Press.1970, 25-27). |
[38] |
Hawke v. Smith, 253 U.S. 221 (1920). |
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